0000893750-14-000020.txt : 20140304 0000893750-14-000020.hdr.sgml : 20140304 20140304144741 ACCESSION NUMBER: 0000893750-14-000020 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140304 DATE AS OF CHANGE: 20140304 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Grana & Montero S.A.A. CENTRAL INDEX KEY: 0001572621 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 000000000 STATE OF INCORPORATION: R5 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88035 FILM NUMBER: 14664067 BUSINESS ADDRESS: STREET 1: AV. PASEO DE LA REPUBLICA 4667 CITY: LIMA STATE: R5 ZIP: LIMA 34 BUSINESS PHONE: 5112136565 MAIL ADDRESS: STREET 1: AV. PASEO DE LA REPUBLICA 4667 CITY: LIMA STATE: R5 ZIP: LIMA 34 FORMER COMPANY: FORMER CONFORMED NAME: Gra?a & Montero S.A.A. DATE OF NAME CHANGE: 20130320 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GH Holding Group Corp. CENTRAL INDEX KEY: 0001601290 IRS NUMBER: 000000000 STATE OF INCORPORATION: R1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: AV. PASEO DE LA REPUBLICA 4667 CITY: SURQUILLO STATE: R5 ZIP: 34 BUSINESS PHONE: 0115112236565 MAIL ADDRESS: STREET 1: AV. PASEO DE LA REPUBLICA 4667 CITY: SURQUILLO STATE: R5 ZIP: 34 SC 13G 1 schedule13g.htm SCHEDULE 13G schedule13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. n/a)*
 
Graña y Montero, S.A.A.
(Name of Issuer)
 
 
Common Shares
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(Title of Class of Securities)
 
 
38500P208**
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(CUSIP Number)
 
**  CUSIP number of the American Depositary Shares (“ADSs”) listed on the New York Stock Exchange. Each ADS represents five common shares. The common shares are listed on the Lima Stock Exchange and the CINS Identifier is PEP736581005.
 
December 31, 2013
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[  ]  Rule 13d-1(b)
 
[  ]  Rule 13d-1(c)
 
[X]  Rule 13d-1(d)
 

*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
Page 1

 
 
 
Page 2 of 8
 
CUSIP No. 38500P208 (ADSs)
 

 
1. Name of Reporting Persons
 
    GH Holding Group Corp.
 
2. Check the Appropriate Box if a Member of a Group

(a) [ ]
(b) [ ]
 
 
3. SEC Use Only
 
 
 
4. Citizenship or Place of Organization:
 
    Panama
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
 
5. Sole Voting Power:
 
    117,538,203
 
6. Shared Voting Power:
 
    0
 
7. Sole Dispositive Power:
 
    117,538,203
 
8. Shared Dispositive Power:
 
    0
 
9. Aggregate Amount Beneficially Owned by Each Reporting Person:
 
    117,538,203
 
10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  [ ]
 
 
11. Percent of Class Represented by Amount in  Row (9):
 
    17.81%
 
12. Type of Reporting Person (See Instructions):
 
    CO

 
Page 2

 

Page 3 of 8
 
CUSIP No. 38500P208 (ADSs)
 

1. Name of Reporting Persons
 
    José Graña Miró Quesada
 
 
2. Check the Appropriate Box if a Member of a Group

(a) [ ]
(b) [ ]
 
 
3. SEC Use Only
 
 
 
4. Citizenship or Place of Organization:
 
    Peru
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
 
 
5. Sole Voting Power:
 
    117,538,203
 
6. Shared Voting Power:
 
    0
 
7. Sole Dispositive Power:
 
    117,538,203
 
8. Shared Dispositive Power:
 
    0
 
9. Aggregate Amount Beneficially Owned by Each Reporting Person:
 
    117,538,203
 
10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ]
 
11. Percent of Class Represented by Amount in Row (9):
 
    17.81%
 
12. Type of Reporting Person (See Instructions):
 
    IN

 
 

 

Page 4 of 8


         
Item 1
 
(a).  
  
Name of Issuer:
     
     
  
Graña y Montero, S.A.A. (the “Issuer”)
     
Item 1
 
(b).
  
Address of Issuer’s Principal Executive Offices:
     
     
  
The Issuer’s principal executive offices are located at Av. Paseo de la República 4667, Surquillo, Lima 34, Peru.
     
Item 2
 
(a).
  
Name of Person Filing:
     
     
  
This Schedule 13G is filed by:
     
     
  
(i)       GH Holding Group Corp.; and
     
     
  
(ii)      José Graña Miró Quesada.
     
Item 2
 
(b).
  
Address of Principal Business Office or, if None, Residence:
     
     
  
The principal office and business address of each of GH Holding Group Corp. and José Graña Miró Quesada is Av. Paseo de la República 4667, Surquillo, Lima 34, Peru.
     
Item 2
 
(c).
  
Citizenship:
     
     
  
GH Holding Group Corp. is organized under the laws of Panama. Mr. José Graña Miró Quesada is a citizen of Peru.
     
Item 2
 
(d).
  
Title of Class of Securities:
     
     
  
Common Shares.
     
Item 2
 
(e).
  
CUSIP Number:
     
     
  
38500P208 (ADSs)
     
Item 3.
   
  
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
     
     
  
Not applicable.

 
 

 


Page 5 of 8
 
 
             
Item 4.  
  
Ownership.
     
 
  
(a)
  
Amount beneficially owned:
   
 
  
See the Cover Page for each of the Reporting Persons.
     
 
  
(b)
  
Percent of class:
   
 
  
See the Cover Page for each of the Reporting Persons.
 
  
(c)
  
Number of shares of Common Stock as to which the reporting person has:
   
       
 
  
 
  
(i)
  
Sole power to vote or to direct the vote
       
 
  
 
  
(ii)
  
Shared power to vote or to direct the vote
       
 
  
 
  
(iii)
  
Sole power to dispose or to direct the disposition of
       
 
  
 
  
(iv)
  
Shared power to dispose or to direct the disposition of
   
 
  
See the Cover Page for each of the Reporting Persons.
       
   
Item 5.
 
Ownership of Five Percent or Less of a Class.
   
   
Not applicable.
   
Item 6.
 
Ownership of More than Five Percent on Behalf of Another Person.
   
   
GH Holding Group Corp., a corporation organized under the laws of Panama, holds over 5% of the Common Shares of the Issuer.
 
José Graña Miró Quesada, as the direct controlling person of GH Holding Group Corp., may be deemed to beneficially own the Common Shares of the Issuer held by GH Holding Group Corp. Mr. Graña disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
   
Item 7.
 
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   
   
Not applicable.
   
Item 8.
 
Identification and Classification of Members of the Group.
   
   
Not applicable.
   
Item 9.
 
Notice of Dissolution of Group.
   
   
Not applicable.
   
Item 10.  
 
Certification.
   
   
Not applicable.

 
 

 

Page 6 of 8
 
 
SIGNATURE
 
After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Dated: March 4, 2014
     
GH Holding Group Corp.
   
By:
 
José Graña Miró Quesada, as its Authorized Person
 
 
/s/ José Graña Miró Quesada
 
 
José Graña Miró Quesada
   
 
/s/ José Graña Miró Quesada
 

 

 
 

 
 
Page 7 of 8


EXHIBIT INDEX
     
Exhibit
Number
 
 
Title
   
1.
 
Joint Filing Agreement among GH Holding Group Corp. and José Graña Miró Quesada.



 
 

 
 
Page 8 of 8
EXHIBIT 1
 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned acknowledge and agree that the foregoing statement on Schedule 13G with respect to the securities of Graña y Montero, S.A.A. is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained herein or therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate.

Date: March 4, 2014
GH Holding Group Corp.
 
/s/ José Graña Miró Quesada                                                               
Name: José Graña Miró Quesada
Title:   President of the Board of Directors
 
Date: March 4, 2014
José Graña Miró Quesada
 
 
/s/ José Graña Miró Quesada